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THE CASE OF U.S. vs.
UNDERWOOD, 932 F. 2D. 1049 (2ND CIR. 1991)
William R. Underwood, proceeded to trial on charges
of RICO, 18 U.S.C. § 1962 (c) (Count 1); RICO-Conspiracy,
18 U.S.C. § 1962 (d) (Count 2); Drug Conspiracy,
21 U.S.C. § 846 (Count 3); Continuing Criminal
Enterprise ("CCE"), 21 U.S.C. § 848 (a)
(Count 4), in October 1989. The jury found Underwood
guilty in January 1990 under a general jury verdict
of all four counts. During trial Underwood made a Sixth
Amendment challenge/objection to the district court's
practice of finding elements of his offense, termed
"sentencing factors" or "sentencing
enhancements" by a preponderance of the evidence
instead of by jury beyond a reasonable doubt. And the
fact that those findings would subject him to a greater
sentence under the Sentencing Guidelines for conduct
that was concluded before the guidelines took effect.
Underwood made this Sixth Amendment challenge at trial;
in his PreSentence Investigative Report ("PSR");
at Sentencing; on Direct Appeal; and on first §
2255.
| Enclosed
is the affidavit of Attorney Ellen B. Resnick, submitted
to the Second Circuit Court of Appeals, in which
she states: |
| 1. |
I am an attorney duly admitted
to practice law in the State of New York and before
this Court and am a member of the CJA Panel of
this Court. I am an associate of Alan S. Futerfas,
Mr. Futerfas along with Gerald Shargel represented
William Underwood at his trial in 1989 before
the Honorable Judge Miriam Goldman Cederbaum in
the Southern District of New York. As
Mr. Underwood is serving a life sentence, and
I believe, is entitled to substantial relief
in light of Booker, Blakely and Apprendi, the
requested relief should be granted. Indeed, I
believe Mr. Underwood may be the only petitioner
in the country who-years before Apprendi-expressly
raised and preserved the Sixth Amendment challenge
to the Federal Sentencing Guidelines that Booker
now recognizes.
As reflected in this Court's decision affirming
the conviction and sentence below, United States
vs. William Underwood, 932 F.2d 1049,1053-1055
(2na) (2nd Cir. 1991). Mr. Underwood explicitly
raised a Sixth Amendment challenge to the application
of the Guidelines at trial, sentence and on appeal.
The district court declined counsel's request
at trial for a special verdict that would have
permitted the jury to find that the charged offenses
concluded before November 1987, the effective
date of the Guidelines. At sentencing Mr. Underwood
asserted that the application of the Guidelines
to his case and the Court's finding of facts by
a preponderance of the evidence violated his Sixth
Amendment jury trial right.
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| 2. |
In a section of this Court's
1991 decision on direct appeal called "Applicability
of the Sentencing Guidelines," this Court
rejected Mr. Underwood's Sixth Amendment challenges.
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| 3. |
This Court's 1991 ruling on the
Sixth Amendment issues which Mr. Underwood raised
and preserved is now squarely incompatible with
the recent decisions of the Supreme Court in United
States v. Booker, 543 U.S.__, 125 S. Ct. 738 (January
12, 2005) and Blakely v. Washington, 542 U.S.___,
124 S. Ct. 2531 (2004) . Having preserved a Sixth
Amendment challenge to the constitutionality of
the Guidelines, Mr. Underwood is entitled, we
believe, to relief on a second or successive application
for habeas review where it is his first application
to vacate his sentence filed after, and within
one year of, Blakely. (Underwood, 932 F.2d at
1053-1055; and 15 F.3d 16-19 & n. 3)
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| 4. |
The Importance of the pending
application to Mr. Underwood cannot be understated.
He is currently serving a life sentence without
the possibility of parole. Had the principle of
Booker been recognized by the district court at
the time of sentencing, Mr. Underwood's Sixth
Amendment challenges would have prevailed, and
he would now be eligible for release from jail.
Mr. Underwood stands in a unique position among
those petitioners whose convictions were final
more than one year before Blakely, because he
has properly preserved the Sixth Amendment issue.
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supremecourtus.gov,
abanet.org,
criminaljustice.org,
nysba.org,
naacp.org,
famm.org,
core-online.org,
aclu.org,
house.gov,
senate.gov,
congress.org,
law.yale.edu,
law.harvard.edu,
law.nyu.edu,
law.columbia.edu,
huffpost.com,
sentencingtypepad.com,
congressionalblackcaucus.net,
legalmatch.com, www.fedcure.org,
www.NLJ.com,
www.law.com |
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